FILE TYPE | TITLE | SUBJECT/AUTHOR | COMPANY | ACTION |
| Current Proxy Voting Initiatives | Diana Bourke, President & COO | Swingvote |
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| Automating Reconciliation | Marilyn Hignett Stern, Principal | Deloitte |
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| Confirmation Matching Trends | Jan Dings, Manager - Product Management | SWIFT |
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| Data Management Strategy | Scott Priess, Vice President | Standard & Poor's |
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| Processing Corporate Actions | Agostino Ricci, Senior Operations Advisor | Ricci Consulting Services |
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| MiFID Impact | Michael Barett, Director | Clearstream |
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| Managing Sub-Custodians | John Wagner, Director | Morgan Stanley |
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| STP Strategy Elements | Lee Cutrone, Managing Director | Omgeo |
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| Effective Ops Control Groups | Dawn Patterson, Principal | Deloitte & Touche |
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| Basel II Impact on Operational Risk | William DuMond | Securities Operations Forum |
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